Important Notes and Tips about App Control policies¶

App Control for Business was formerly known as WDAC (Windows Defender Application Control)
It's used for Application and File whitelisting in Windows.

Supplemental App Control Policy Considerations¶

Verify Policy type¶

We have to make sure the App Control policy that we are going to use as a supplemental policy has PolicyType="Supplemental Policy" in the SiPolicy element of the XML file. If it doesn't, then we have to use this command to change it from base policy to supplemental policy of our base policy.

That will also change/create the <BasePolicyID>GUID</BasePolicyID> element in the supplemental policy XML file. The GUID will be the PolicyID of the base policy specified in the command.

Verify Policy Rule options¶

We have to make sure that the supplemental policy does not contain any policy rule options that only work with a base policy. This chart shows which ones can be used in a supplemental policy.

You can use this PowerShell code to automatically make sure non-supplemental policy rule options don't exist in a supplemental policy XML file:

[System.String]$SupplementalPolicyPath = "<Path to SupplementalPolicy.xml>"
@(0, 1, 2, 3, 4, 8, 9, 10, 11, 12, 15, 16, 17, 19, 20) | ForEach-Object -Process {
    Set-RuleOption -FilePath $SupplementalPolicyPath -Option $_ -Delete
}

A supplemental policy can only have these policy rule options:

5 Enabled:Inherit Default Policy
6 Enabled:Unsigned System Integrity Policy (Default)
7 Allowed:Debug Policy Augmented
13 Enabled:Managed Installer
14 Enabled:Intelligent Security Graph Authorization
18 Disabled:Runtime FilePath Rule Protection

Deny Rules in Supplemental Policy Are Invalid¶

Deny rules are ignored in supplemental policies by the App Control engine. Supplemental policies are only meant to expand what the base policy trusts, that's why only allow rules are supported in supplemental policies, and that's also the reason why we don't need to merge Microsoft recommended block rules or driver block rules with a supplemental policy.

Rule Precedence¶

When the base policy has a deny rule for a file and we allow the same file in a supplemental policy, the file will still be blocked, because explicit deny rules have the highest priority.

More info

Signing a Supplemental Policy¶

Suppose you have a base policy which will subsequently have supplemental policies. To add the details of the code signing certificate to the base policy, ensuring its readiness for signing, you need to use the -Supplemental switch parameter with the Add-SignerRule cmdlet. Failing to do so would render the signed base policy, post-deployment, incapable of accepting any signed supplemental policies. Note that the -Supplemental parameter is exclusively applicable to base policies.

Important

Using -Supplemental parameter with Add-SignerRule cmdlet on a Supplemental policy will cause boot failure after deploying it, because that parameter should only be used when adding signer rules to a base policy.

Removing Supplemental Policies¶

Whether the deployed supplemental policy is unsigned or signed, you can remove it just like any unsigned policy using CITool.

What if You Deployed an Unsigned Supplemental Policy for a Signed Base Policy?¶

If you deploy an unsigned supplemental policy on a system where all policies including base and supplemental, are signed, the deployed unsigned supplemental policy will be ignored.

How Deny Rules for Files and Certificates/Signers Are Specified¶

Denied File Rules¶

First, Block/Deny File rules are specified in the <FileRules> node which is directly under the <SiPolicy> node in the XML file. Deny rules are created by having <Deny ID="ID_DENY_" at the beginning of their lines. For example:

<Deny ID="ID_DENY_AGENT64_SHA1" FriendlyName=<Textual Description/Name> Hash=<Hash Numbers> />

Second, there are File Reference rules for each Deny rule that only mentions them by ID, and these are exactly the same as Allow rules because only Rule IDs are mentioned and nothing about the nature of the rule itself. These are in:

<SiPolicy>
    <SigningScenarios>
        <SigningScenario>
            <ProductSigners>
                <FileRulesRef>
                    <FileRuleRef RuleID="<The same ID of the Deny File rule mentioned earlier>" />
                </FileRulesRef>
            </ProductSigners>
        </SigningScenario>
    </SigningScenarios>
</SiPolicy>
 ```

<br>

### Denied Certificates/Signer

Denied certificates/signers are first mentioned in `<SiPolicy` => `<Signers>` with the following syntax:

```xml
<Signer ID="ID_SIGNER_VERISIGN_2010" Name="VeriSign Class 3 Code Signing 2010 CA">
... Other possible elements ...
</Signer>

Unlike file rules, this first part doesn't specify whether the certificate/signer must be allowed or blocked by the App Control policy.

In order to specify whether a certificate/signer should be denied/allowed, the ID of each signer must be specified in the second part of the XML policy file in <DeniedSigners> element:

<SigningScenarios>
    <SigningScenario Value="131" ID="ID_SIGNINGSCENARIO_<Some generic String>" FriendlyName="<Name>">
        <ProductSigners>
            <DeniedSigners>
                <DeniedSigner SignerId="<ID of the Signer mentioned above in the <Signers> section>" />
            </DeniedSigners>
        </ProductSigners>
    </SigningScenario>
</SigningScenarios>

Guidance on Creating App Control Deny Policies ¶

How to Verify the Status of User-Mode and Kernel-Mode Application Control on the System¶

Using PowerShell¶

Get-CimInstance -ClassName Win32_DeviceGuard -Namespace root\Microsoft\Windows\DeviceGuard | select -Property *codeintegrity* | fl

2 means Enforced, 1 means Audit mode, 0 means Disabled/Not running.

Using System Information¶

App Control for Business Policy (Kernel Mode)
App Control for Business User Mode Policy (User Mode)

Refreshing App Control Policies¶

Using the built-in CiTool ¶

CITool --refresh

Old Method: using RefreshPolicy(AMD64).exe

Note

When a Supplemental policy is removed from the system and you refresh the policies, that doesn't instantly block the apps that were allowed by the removed policy, simply because those apps might be still running on the system, either in the background or foreground. To properly stop them, a system restart is required.

About `<SigningScenarios>` Node in the App Control Policy XML¶

It consists of 2 elements:

This one contains the Certificates/Signers of the Kernel-mode drivers

<SigningScenario Value="131" ID="ID_SIGNINGSCENARIO_DRIVERS_1" FriendlyName="Driver Signing Scenarios">

And this one contains the Certificates/Signers of the User-mode binaries

<SigningScenario Value="12" ID="ID_SIGNINGSCENARIO_WINDOWS" FriendlyName="User Mode Signing Scenarios">

Only the Value needs to stay the same. So, for Kernel-mode drivers it should always be 131 and for User-mode binaries it should always be 12, anything else can be customized, this is according to the CI policy schema.

Merging Policies¶

Merge-cipolicy cmdlet does not include duplicates, neither duplicate rules nor rules with duplicate file hashes.

App Control Forces Allow-list Architecture by Nature¶

App Control forces Allow-list architecture by nature, not deny-list architecture. An empty deployed policy allows nothing to run and leads to system failure. This is why Microsoft recommended blocklists include 2 Allow All rules with the Deny rules, that changes the App Control policy's nature from being an Allow-list to being a Deny-list.

About Microsoft Recommended Block Rules¶

How to Manually Consume the Microsoft Recommended Block Rules¶

From Microsoft recommended block rules document, copy the App Control policy XML at the end (you might need to expand that section to view it), use a text editor like VS Code to edit it as recommended:

The blocklist policy includes "Allow all" rules for both kernel and user mode files that make it safe to deploy as a standalone App Control policy or side-by-side any other policy by keeping its allow all rules in place. Refer to this document about how multiple base policies work.

How Do the Allow All Rules Work¶

Only applications allowed by all Base policies run without generating block events, that means even though the Microsoft recommended block rules have 2 allow all rules, they don't actually allow everything to run, because for instance in a realistic scenario, the same allow all rules don't exist in other base policies such as AllowMicrosoft or DefaultWindows base policy, they would only contain explicit allow rules.

The policy must be in multiple policy format, which can be achieved by using the Set-CiPolicyIdInfo cmdlet with the -ResetPolicyId switch.

Important

If merging into an existing policy that includes an explicit allowlist, you should first remove the two "Allow all" rules and their corresponding FileRuleRefs:

<Allow ID="ID_ALLOW_A_1" FriendlyName="Allow Kernel Drivers" FileName="*" />
<Allow ID="ID_ALLOW_A_2" FriendlyName="Allow User mode components" FileName="*" />

<FileRuleRef RuleID="ID_ALLOW_A_1" />
<FileRuleRef RuleID="ID_ALLOW_A_2" />

Microsoft Recommended Driver Block Rules¶

Deploying Microsoft recommended block rules (Driver or user mode) alone, after removing the allow all rules from them, will cause boot failure, for obvious reasons.
How to check the version of the deployed Microsoft recommended driver block rules
The version is mentioned in Code Integrity operational event logs with an event ID of 3099 in the General tab.
We don't need to merge and use the Microsoft recommended driver block rules in a policy, because it's already being enforced by default and if we want to update it more regularly, we can do so by following this section of the document. Or by Fast and Automatic Microsoft Recommended Driver Block Rules updates.

Citation: If you only manage Windows 11 22H2 systems (and above), then you don't need the recommended driver block rules in your App Control policy. Otherwise, you should have the driver block rules in your policy. In either scenario, you should have the recommended user mode rules.

Citation: ISG does not include the recommended blocklist(s).

Miscellaneous¶

Set the hypervisor Code Integrity option for the App Control policy XML file to Strict only after using Add-SignerRule cmdlet, because after running Add-SignerRule cmdlet, the <HvciOptions> resets to 0.
Using Signtool.exe with -fd certHash will default to the algorithm used on the signing certificate. For example, if the certificate has SHA512 hashing algorithm, the file that is being signed will use the same algorithm.
Sometimes New-CIPolicy Cmdlet creates 2 file rules for each driver file, such as .sys files. One of them is stored in Driver signing scenarios section under SigningScenario with the value 131 and the other one is stored in User mode signing scenarios section under SigningScenario with the value 12. More info here
File rule levels and Cmdlets like New-CiPolicy only create rules for files with supported extensions. The table in this page lists all of the support file extensions.

Blocking Individual Windows components¶

Blocking Microsoft Store¶

$Package = Get-AppXPackage -Name "Microsoft.WindowsStore"
$Rules += New-CIPolicyRule -Package $Package -Deny
New-CIPolicy -FilePath ".\store.xml" -Rules $Rules

How to Remove Flight Signing Certificates From Default Example Policies¶

Removing these do not cause any problem as long as your Windows build is in the Stable, Release Preview or Beta channel.

# Flight root Certs removal
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_STORE_FLIGHT_ROOT"
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_WINDOWS_FLIGHT_ROOT"
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_ELAM_FLIGHT"
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_HAL_FLIGHT"
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_WHQL_FLIGHT_SHA2"
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_WINDOWS_FLIGHT_ROOT_USER"
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_ELAM_FLIGHT_USER"
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_HAL_FLIGHT_USER"
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_WHQL_FLIGHT_SHA2_USER"
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_RT_FLIGHT"

How to Remove App Control Policy Refresh Tool Certificates From Default Example Policies¶

Starting with Windows 11 22H2, CITool is available in Windows by default and Refresh tool is no longer needed, so use the commands below to remove the certificates that allow that tool to be executed, their order of execution is important.

Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_SIGNER_MICROSOFT_REFRESH_POLICY"
Remove-CIPolicyRule -FilePath "DefaultWindows_Enforced.xml" -Id "ID_FILEATTRIB_REFRESH_POLICY"

Allowing Questionable Software in an App Control Policy¶

Questionable software such as pirated software are never recommended to be allowed in the App Control policy because they are tampered with. Pirated software can have signed files too, but they are modified and as a result there is a mismatch between the file hash and the hash of the file saved in their digital signature. When such a mismatch exists for signed files, Authenticode reports the mismatch, and the file can't be allowed in an App Control policy.

If you want to go through many files and see which ones have a mismatch between their file hash and signature hash, you can use the following PowerShell command, it searches through a folder and all of its sub-folders quickly.

Foreach ($File in (Get-ChildItem -Path 'Path\To\a\Folder' -File -Recurse)) {
    $Signature = Get-AuthenticodeSignature -FilePath $File.FullName
    if ($Signature.Status -eq 'HashMismatch') {
        Write-Output -InputObject $File.FullName
    }
}

Performing System Reset While Signed App Control Policy Is Deployed¶

If you've deployed a Signed App Control policy on a system and then decide to reset it, either using local install or cloud download, it will fail during the reset process. You must remove the signed App Control policy prior to performing the reset.

Unsigned App Control policies don't have this behavior. Since they are neither cryptographically signed nor tamper-proof, they will be removed during the reset process and after reset the system will not have the App Control policy.

This behavior is true for Lightly managed, Allow Microsoft and Default Windows App Control policy types.

The .CIP Binary File Can Have Any Name or No Name at All¶

Using CiTool in Windows 11 build 22621 and above, .CIP binary files can be deployed with any name, even without a name, and lead to a successful App Control policy deployment.

Policies with Required:EV Signers rule option¶

If a base policy has rule option number 8, Required:EV Signers, it will require all kernel-mode drivers to have EV signer certificates.

You cannot bypass this requirement with a Supplemental policy.
You cannot allowlist non-EV signed files in any way.
Non-EV signed files will be blocked even if the base policy is in Audit mode. This is true for any type of base policy such as Default Windows, Allow Microsoft, Strict Kernel mode etc.

The Following Policy Rule Options Only Apply to User Mode Binaries/Drivers¶

Enabled:Dynamic Code Security (generation)
Required:Enforce Store Applications

When we remove the SigningScenario Value="12" completely which is responsible for User Mode code integrity in the xml policy and also remove any signers that belong to User mode section, such as those that have _user in their ID, the Merge-CIPolicy cmdlet automatically removes EKUs that belong to the policy rule options mentioned above during a merge.

Removing the User mode signers, rules and Enabled:UMCI rule option allows us to create a Kernel-only App Control policy that doesn't touch User mode binaries/drivers.

For a Kernel-mode only App Control policy, only the following EKUs are necessary

<EKUs>
    <EKU ID="ID_EKU_WINDOWS" Value="010A2B0601040182370A0306" FriendlyName="" />
    <EKU ID="ID_EKU_ELAM" Value="010A2B0601040182373D0401" FriendlyName="" />
    <EKU ID="ID_EKU_HAL_EXT" Value="010a2b0601040182373d0501" FriendlyName="" />
    <EKU ID="ID_EKU_WHQL" Value="010A2B0601040182370A0305" FriendlyName="" />
</EKUs>

Important

Refer to this document for complete info about Kernel-Mode policies

You Can Merge the Same Policy XML File With Itself¶

In order to automatically remove unnecessary things from a policy file, such as the EKUs mentioned earlier, you can run a command like this:

Merge-CIPolicy .\Policy.xml -OutputFilePath .\Policy1.xml

It essentially merges a policy with itself, adding _0 to each ID and SignerID of the xml nodes.

-Audit Parameter of the ConfigCi Cmdlets¶

When you use -Audit parameter of ConfigCI cmdlets such as Get-SystemDriver and New-CIPolicy, these 2 event logs are scanned

AppLocker – MSI and Script event log
CodeIntegrity - Operational

Explained more in here

About Double-Signed Files and Filepublisher Level¶

Sometimes there are files that are signed by 2 or more certificates, aka double signed files.

When a level such as FilePublisher is used, ConfigCI cmdlets create signer rules for one of the intermediate certificates of each of the signers of those files.

Depending on Kernel or use mode, 2 Allowed Signers are created for the file in either UMCI or KMCI Signing scenario sections.

However, if the file is a kernel mode driver and user mode driver, then 4 signers are created for it, 2 Allowed Signers in the UMCI Signing Scenario and 2 in the KMCI Signing scenario.

An example¶

In the signer below

<Signer ID="ID_SIGNER_F_2" Name="Microsoft Windows Third Party Component CA 2014">
    <CertRoot Type="TBS" Value="D8BE9E4D9074088EF818BC6F6FB64955E90378B2754155126FEEBBBD969CF0AE" />
    <CertPublisher Value="Microsoft Windows Hardware Compatibility Publisher" />
    <FileAttribRef RuleID="ID_FILEATTRIB_F_46" />
</Signer>

Name="Microsoft Windows Third Party Component CA 2014" is the Common Name of one of the Intermediate certificate of the file.
Value="D8BE9E4D9074088EF818BC6F6FB64955E90378B2754155126FEEBBBD969CF0AE" is the TBS (To Be Signed) values of the same Intermediate certificate.
Value="Microsoft Windows Hardware Compatibility Publisher" is the Common Name of the Leaf certificate of the file.

Some Notes¶

If 2 files have the same Leaf certificate CN and also have an Intermediate Certificate in common (that has the same TBS and CN) then they should be listed under the same Signer.
Any Intermediate certificate in the certificate chain/path of a file can be used to allow a file using FilePublisher level.
In case of a multi-certificate signed file, such as the Office installer which is triple-signed, any of the certificates can be used to allow the file in a Supplemental policy or Deny it in a base policy.

What Does HVCI option Set to Strict Mean?¶

HVCI stands for Hypervisor-protected Code Integrity and it is a feature that uses virtualization-based security (VBS) to protect the Windows kernel from memory attacks. HVCI can be set to different options in an App Control policy, such as Enabled, DebugMode, or Strict.

Setting HVCI to Strict in an WDApp ControlAC policy provides the highest level of protection for kernel mode code integrity, as it enforces these additional restrictions:

It prevents unsigned drivers from loading, even if they are allowed by the App Control policy. It prevents drivers that are not compatible with HVCI from loading, even if they are signed and allowed by the App Control policy.
It prevents drivers that have been tampered with or modified from loading, even if they are signed and allowed by the App Control policy.
Setting HVCI to Strict in an App Control policy can help prevent malware or attackers from exploiting vulnerabilities in kernel mode drivers or bypassing the App Control policy enforcement.

About Certificates and Certificate Chains¶

A file can have only one root certificate at the end of the chain. The root certificate is always self-signed by the CA itself (meaning its IssuerCN and SubjectCN are the same) and it is the ultimate source of trust for the chain that validates it. Having more than one root certificate would imply that there are multiple chains of trust for the same file, which is not possible.
A file can have more than 1 intermediate certificate and there is no definitive limit for it, but in practice, it is recommended to keep the certificate chain as short as possible.
A file can have only one leaf certificate at the beginning of the chain. The leaf certificate is the one that belongs to the file itself and contains its public key and other information. Having more than one leaf certificate would imply that there are multiple files with different identities and keys, which is not possible.
Leaf, intermediate and root are the only types of certificates a file can have in a certificate chain. There are other types of certificates that are not part of a chain, such as self-signed certificates or wildcard certificates, but they are not relevant to App Control policies.

MSI Files and Their Applicable Rule Levels¶

MSI files cannot be allowed using FilePublisher rule level because they are not PEs and do not have the necessary attributes (Such as file version, original file name, product name, file description and so on) of the PEs (Portable Executable) in order to create FilePublisher/SignedVersion rules for them, so they need to be allowed by other levels such as Publisher or Hash.

The Length of the IDs in the policy XML file has no effect on the size of the generated CIP file¶

It doesn't matter how long or short the IDs are in the policy XML file, such as Signer IDs, Allowed Signer IDs, CiSigner IDs and so on, you can even use GUIDs as IDs to make sure they stay unique, the size of the generated CIP file will not change. In fact, even the hash of the generated CIP file stays the same when you change the length of the IDs in the policy XML file.

Important Notes and Tips about App Control policies¶

Supplemental App Control Policy Considerations¶

Verify Policy type¶

Verify Policy Rule options¶

Deny Rules in Supplemental Policy Are Invalid¶

Rule Precedence¶

Signing a Supplemental Policy¶

Removing Supplemental Policies¶

What if You Deployed an Unsigned Supplemental Policy for a Signed Base Policy?¶

How Deny Rules for Files and Certificates/Signers Are Specified¶

Denied File Rules¶

Guidance on Creating App Control Deny Policies¶

How to Verify the Status of User-Mode and Kernel-Mode Application Control on the System¶

Using PowerShell¶

Using System Information¶

Refreshing App Control Policies¶

Using the built-in CiTool¶

About <SigningScenarios> Node in the App Control Policy XML¶

Merging Policies¶

App Control Forces Allow-list Architecture by Nature¶

About Microsoft Recommended Block Rules¶

How to Manually Consume the Microsoft Recommended Block Rules¶

How Do the Allow All Rules Work¶

Microsoft Recommended Driver Block Rules¶

Miscellaneous¶

Blocking Individual Windows components¶

Blocking Microsoft Store¶

How to Remove Flight Signing Certificates From Default Example Policies¶

How to Remove App Control Policy Refresh Tool Certificates From Default Example Policies¶

Allowing Questionable Software in an App Control Policy¶

Performing System Reset While Signed App Control Policy Is Deployed¶

The .CIP Binary File Can Have Any Name or No Name at All¶

Policies with Required:EV Signers rule option¶

The Following Policy Rule Options Only Apply to User Mode Binaries/Drivers¶

You Can Merge the Same Policy XML File With Itself¶

-Audit Parameter of the ConfigCi Cmdlets¶

About Double-Signed Files and Filepublisher Level¶

An example¶

Some Notes¶

What Does HVCI option Set to Strict Mean?¶

About Certificates and Certificate Chains¶

MSI Files and Their Applicable Rule Levels¶

The Length of the IDs in the policy XML file has no effect on the size of the generated CIP file¶

Continue reading about BYOVD protection with App Control for Business¶

App Control policy for BYOVD Kernel mode only protection¶

Guidance on Creating App Control Deny Policies ¶

Using the built-in CiTool ¶

About `<SigningScenarios>` Node in the App Control Policy XML¶

Continue reading about BYOVD protection with App Control for Business ¶